CFTC Conflicts & Affiliations (FCMs, SEFs, DCMs, DCOs)
Current understanding
To be populated as evidence accumulates.
Evidence log
- 2026-08-06 — Conflicts and Affiliations: CFTC proposed rule introduces cross-entity conflicts-of-interest, affiliate disclosure, and SRO impartiality requirements for FCMs, SEFs, DCMs, and DCOs, including limits on shared staffing, technology, office space, and non-public information sharing. (novelty: 3)